Closed-End Funds — Business Development Co.

An index of the exchange-traded closed-end management investment companies (closed-end funds) traded on the stock exchanges. Use the sub-category tabs below to narrow the list by fund objective.

Other lists: Real Estate Investment Trusts Closed-End Funds Exchange-Traded Funds (Index ETFs) Master Limited Partnerships Royalty Trusts – U.S. Royalty Trusts – Canadian Business Development Companies Income Deposit Securities Special Investment Products (SIP) SIP – Common Stock Ownership SIP – Based on Indexes SIP – Based on Companies Special Purpose Acquisition Companies

Sub-categories — click a category to narrow the list

All Federal Tax-Exempt Income State Tax-Exempt Income Global Income High Yield Income High Yield Tax-Exempt Income Preferred Income Realty Income Tax Advantaged Income Floating Rate Income Investment Grade Income Diversified Income US Government Securities Income US Mortgage Securities Income Corporate Debt Securities Income Option Strategy Income Term Trusts Income Capital Appreciation Global Capital Appreciation Total Return Convertible Securities Business Development Co. Unclassified Funds Commodities

How to use this list

Symbol — click any symbol to open our full security description & information page.
Sort — click a column heading to sort by that column; click again to reverse.
Filter — type in the filter box to narrow the list by ticker symbol or company name.
Sub-categories — use the tabs above to narrow this list to a single fund category.
Prospectus — links to the security's original IPO prospectus filed with the SEC EDGAR system.
"n.a." means not available. This list is dynamic and updated constantly; information is believed accurate but is not guaranteed.

Symbol / CUSIP	Security Description	Exchange	IPO Date	Call Date	Prospectus
BCSF 05684B107	Bain Capital Specialty Finance, Inc.	NYSE	11/14/2018	n.a.	Prospectus
TCPC 09259E108	BlackRock TCP Capital Corp	NCM	4/5/2012	n.a.	Prospectus
CSWC 140501107	Capital Southwest Corp.	NGS	n.a.	n.a.
CPTA 14054R106	Capitala Finance Corp.	NGS	9/25/2013	n.a.	Prospectus
EQS 294766100	Equus Total Return, Inc.	NYSE	8/16/1991	n.a.	Pre-EDGAR
GLAD 376535100	Gladstone Capital Corp.	NGS	8/27/2001	n.a.	Prospectus
GSBD 38147U107	Goldman Sachs BDC, Inc.	NYSE	3/17/2015	n.a.	Prospectus
HTGC 427096508	Hercules Capital, Inc.	NYSE	n.a.	n.a.
HRZN 44045A102	Horizon Technology Finance Corp.	NGM	10/29/2010	n.a.	Prospectus
ICMB 46090R104	Investcorp Credit Management BDC, Inc.	NGS	2/6/2014	n.a.	Prospectus
MAIN 56035L104	Main Street Capital Corp.	NYSE	10/9/2007	n.a.	Prospectus
NMFC 647551100	New Mountain Finance Corp.	NGS	5/20/2011	n.a.	Prospectus
OCSL 67401P108	Oaktree Specialty Lending Corp.	NGS	n.a.	n.a.
OXSQ 69181V107	Oxford Square Capital Corp.	NGS	12/31/2004	n.a.
PNNT 708062104	PennantPark Investment Corp.	NGS	4/20/2007	n.a.	Prospectus
PFX 71742W103	PhenixFIN Corp	NGM	1/21/2011	n.a.	Prospectus
PSEC 74348T102	Prospect Capital Corp.	NGS	7/30/2004	n.a.	Prospectus
RAND 752185207	Rand Capital Corp.	NCM	n.a.	n.a.
SAR 80349A208	Saratoga Investment Corp.	NYSE	3/23/2007	n.a.	Prospectus
SLRC 83413U100	SLR Investment Corp	NGS	2/11/2010	n.a.	Prospectus
WHF 96524V106	WhiteHorse Finance, Inc.	NGS	12/4/2012	n.a.	Prospectus