Notes: April 3, 2024, the stockholders of Smith Micro Software, Inc. (the “Company”) approved a proposal at a special meeting of stockholders (the “Special Meeting”) to amend the Company’s Amended and Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”), to effect a reverse stock split of the Company’s Common Stock, par value $0.001 per share (the Company’s “Common Stock”), at a ratio between one-for-four (1:4) and one-for-ten (1:10), without reducing the authorized number of shares of Common Stock. On April 3, 2024, a Special Committee of the Company’s Board of Directors approved a final reverse stock split ratio of one-for-eight (1:8). Following such approval, the Company filed a certificate of amendment to the Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the reverse stock split, with an effective time of 11:59 p.m., Eastern Time on April 10, 2024. he new CUSIP number for the Company’s Common Stock following the reverse stock split is 832154405. <p> August 17, 2016 -- Smith Micro Software, Inc. (SMSI) will effect a one-for-four (1-4) reverse split of its common stock. The CUSIP number will change to 832154207.