Robo-Stox Global Robotics and Automation Index ETF (ROBO)
NYSEA · ClosedEndIndexFund · CUSIP 301505707
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Security Profile

Security Type
Index ETF
CUSIP
301505707
Market Cap
Micro Cap · $8 Million
IPO
10/22/2013
Fund Description: Robo-Stox Global Robotics and Automation Index ETF is an exchange-traded index fund or Index ETF which is a separate investment portfolio of the Exchange Traded Concepts Trust, an open-end investment management company. INVESTMENT OBJECTIVE: The Robo-Stox Global Robotics and Automation Index ETF seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the Robo-Stox Global Robotics and Automation Index. INDEX DESCRIPTION: The Robo-Stox Global Robotics and Automation Index is designed to measure the performance of robotics-related and/or automation-related companies. Companies eligible for inclusion in the Index will be determined by the Index Provider, Robo-Stox LLC (Robotics and Automation Companies). Such products and/or services include any technology, service or device that supports, aids or contributes, in any capacity, to any type of robot, robotic action and/or automation system process, software or management, such as; unmanned vehicles, software that enables virtualized product design and implementation, three-dimensional printers, navigation systems, and medical robots or robotic instruments. Index components are selected from a proprietary database of Robotics and Automation Companies that are organized into four general categories: industrial robots; service robots for government and corporate use; service robots for personal and private use; and ancillary businesses related to robotics and automation. The Index consists of a mix of bellwether stocks, securities which the Index Provider believes are indicative of the performance of Robotics and Automation Companies as a whole, and non-bellwether stocks, securities of companies that have a distinct segment of their business involved in robotics-related and/or automation-related products and/or services, that the Index Provider believes will drive higher revenues as such products and/or services expand. Index components are generally weighted 40% bellwether stocks and 60% non-bellwether stocks at the time of the Index rebalance. The Index consists of securities of both U.S. and foreign issuers, including securities of issuers located in emerging market countries. The Index Provider expects, under normal circumstances, at least 40% of the Index components to represent securities of non-U.S. issuers. As of the date of this prospectus, a significant portion of the Index consists of securities of Japanese issuers. The Index is rebalanced and additions are made quarterly. Deletions from the Index may be made at any time due to changes in business, mergers, acquisitions, bankruptcies, suspensions, de-listings and spin-offs, or for other reasons as determined at the sole discretion of the Index Provider. FUND STRATEGY: The Fund will normally invest at least 80% of its total assets in securities of the Index or in depositary receipts representing securities of the Index. The Fund employs a passive management investment strategy in seeking to achieve its investment objective. The Fund generally will use a replication methodology, meaning it will invest in all of the securities comprising the Index in proportion to the weightings in the Index. However, the Fund may utilize a sampling methodology under various circumstances where it may not be possible or practicable to purchase all of the securities in the Index. The Fund may invest up to 20% of its assets in investments that are not included in the Index, but which the Adviser believes will help the Fund track the Index. Such investments include cash and cash equivalents, including money market funds. The Fund will concentrate its investments (i.e., hold 25% or more of its total assets) in a particular industry or group of industries to approximately the same extent that the Index concentrates in an industry or group of industries. As of the date of this prospectus, the Index is concentrated in the technology and industrials sectors. FUND MANAGEMENT: Exchange Traded Concepts, LLC serves as the investment adviser to the Fund. Index Management Solutions, LLC serves as the sub-adviser to the Fund.

Company Contact

Headquarters
200 Crescent Court, Suite 275, Dallas, TX 75201
Phone
855-456-7626 · Toll-Free 855-456-7626
Investor Relations
855-456-7626 · robostoxetfs@seic.com
General Email
info@robostox.com
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