RiverFront Dynamic US Dividend Advantage ETF (RFDA)
NYSEA · ClosedEndIndexFund · CUSIP 00162Q528
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Security Profile

Security Type
Index ETF
CUSIP
00162Q528
Market Cap
Micro Cap · $5 Million
IPO
6/7/2016
Fund Description: RiverFront Dynamic US Dividend Advantage ETF is an actively managed exchange-traded fund or Actively Managed ETF which is a separate investment portfolio of the ALPS ETF Trust, an open-end investment management company. INVESTMENT OBJECTIVE: The RiverFront Dynamic US Dividend Advantage ETF seeks to provide capital appreciation and dividend income. The Fund is an actively managed ETF and thus, does not seek to replicate the performance of a specific index, but rather uses an active investment strategy to meet its investment objective. Accordingly, the ETF’s investment Sub-Advisor, RiverFront Investment Group, LLC., has discretion on a daily basis to actively manage the Fund’s portfolio in accordance with the Fund’s investment objective. FUND STRATEGY: Under normal market conditions, the Fund will seek to achieve its investment objective by investing at least 65% of its net assets in a portfolio of equity securities of publicly traded U.S. companies with the potential for dividend growth. Equity securities include common stocks and common or preferred shares of real estate investment trusts (REITS). In selecting the Fund’s portfolio securities the sub-adviser assembles a portfolio of eligible securities based on several core attributes, including, but not limited to, value, quality and momentum. The Sub-Adviser will consider multiple proprietary factors within each core attribute, such as the price-to-book value of a security when determining value, a company’s cash as a percentage of the company’s market capitalization when determining quality and a security’s three month relative price change when determining momentum. Additionally, within a given sector, security selection will emphasize companies offering a meaningful dividend yield premium over alternative investments within that sector. The Sub-Adviser will also consider the market capitalization of the companies in which the Fund may invest, the potential for dividend income, and the trading volume of a company’s shares in the secondary market. The Fund may invest in small-, mid- and large-capitalization companies. The Fund will normally invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities of U.S. issuers. The Fund may also invest in other exchange-traded funds (ETFs) and/or closed-end funds which invest in equity securities. FUND MANAGEMENT: ALPS Advisors, Inc. serves as the investment adviser to the Fund. RiverFront Investment Group, LLC. serves as the Sub-Adviser to the Fund.

Company Contact

Headquarters
1290 Broadway, Suite 1100, Denver, CO 80203
Phone
303-623-2577 · Toll-Free 866-759-5679
Investor Relations
866-759-5679 · riverfront@alpsinc.com
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