U.S. Global GO GOLD and Precious Metal Miners ETF (GOAU)
NYSEA · ClosedEndIndexFund · CUSIP 26922A719
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Security Profile

Security Type
Index ETF
CUSIP
26922A719
Market Cap
Micro Cap · $2 Million
IPO
6/28/2017
Fund Description: U.S. Global GO GOLD and Precious Metal Miners ETF is an exchange-traded index fund or Index ETF which is a separate investment portfolio of the ETF Series Solutions, an open-end investment management company. INVESTMENT OBJECTIVE: The U.S. Global GO GOLD and Precious Metal Miners ETF seeks to provide investment returns that closely correspond to the price and yield performance of the U.S. Global Go Gold and Precious Metal Miners Index. INDEX DESCRIPTION: The U.S. Global Go Gold and Precious Metal Miners Index is composed of the exchange-listed common stock (or American Depositary Receipts (ADRs) of U.S. and international (including emerging markets) companies that earn at least 50 percent of their aggregate revenue from precious metals. Precious metals consist of gold, silver, platinum, and palladium. The Index may include small-, mid-, and large-capitalization companies. The universe of Precious Metals Companies is screened for investibility (e.g., must be listed on a securities exchange) and liquidity (minimum average daily value traded). Precious Metals Companies that rely primarily on debt to finance their business are eliminated from the Index. The Index is composed of four tiers of Precious Metals Companies based on certain fundamental factors, their country of listing, and other criteria. The Adviser generally expects the Index to include approximately 28 Precious Metals Companies with the highest composite scores. The Index is rebalanced and reconstituted quarterly. FUND STRATEGY: The Fund provides investors access to companies engaged in the production of precious metals either through active (mining or production) or passive (owning royalties or production streams) means. The Fund uses a passive management (or indexing) approach to track the performance of the Index. The Fund attempts to invest all, or substantially all, of its assets in the component securities that make up the Index. Under normal circumstances, at least 80 percent of the Fund’s total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the Index and depositary receipts representing component securities. The Fund will generally use a replication strategy to achieve its investment objective, meaning it generally will invest in all of the component securities of the Index. However, the Fund may use a representative sampling strategy, meaning it may invest in a sample of the securities in the Index whose risk, return and other characteristics closely resemble the risk, return and other characteristics of the Index as a whole, when the Adviser believes it is in the best interests of the Fund (e.g., when replicating the Index involves practical difficulties or substantial costs, an Index constituent becomes temporarily illiquid, unavailable or less liquid, or as a result of legal restrictions or limitations that apply to the Fund but not to the Index). The Fund generally may invest up to 20% of its total assets (exclusive of any collateral held from securities lending) in securities or other investments not included in the Index, but which the Adviser believes will help the Fund track the Index. FUND MANAGEMENT: U.S. Global Investors, Inc. serves as the investment adviser to the Fund.

Company Contact

Headquarters
7900 Callaghan Road, San Antonio, TX 78229
Phone
210-308-1234 · Toll-Free 844-383-5387
Investor Relations
844-383-5387 · info@usglobaletfs.com
SEC EDGAR Filings
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