| Symbol |
Security |
Exchange |
|
AEF
|
Aberdeen Emerging Markets Equity Income Fund, Inc.
|
AMEX
|
|
AMUB
|
UBS ETRACS Alerian MLP Index ETN Series B due 7/18/2042
|
NYSEA
|
|
BDCZ
|
UBS ETRACS Wells Fargo Business Development Company Index ETN Series B 4/26/2041
|
NYSEA
|
|
CIK
|
Credit Suisse Asset Management Income Fund
|
AMEX
|
|
DGAZF
|
VelocityShares 3X Inverse Natural Gas ETN S&P GSCI Natural Gas Index ER 2/3/2032
|
OTOTC
|
|
DGLDF
|
VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031
|
OTOTC
|
|
DHY
|
Credit Suisse High Yield Bond Fund
|
AMEX
|
|
DSLVF
|
VelocityShares 3x Inverse Silver ETN linked to S&P GSCI Silver Index ER 10/14/31
|
OTOTC
|
|
FAX
|
Aberdeen Asia-Pacific Income Fund, Inc.
|
AMEX
|
|
FBGX
|
UBS AG FI Enhanced Large Cap Growth ETN
|
NYSEA
|
|
FEUL
|
Credit Suisse FI Enhanced Europe 50 ETN Due 5/11/2028
|
NYSEA
|
|
FIEE
|
UBS AG FI Enhanced Europe 50 ETN due 2/12/2026
|
NYSEA
|
|
FIHD
|
UBS AG FI Enhanced Global High Yield ETN
|
NYSEA
|
|
MLPB
|
UBS ETRACS Alerian MLP Infrastructure Index ETN Series B due 4/2/2040
|
NYSEA
|
|
PFFL
|
UBS ETRACS 2xMonthly Pay Leveraged Preferred Stock ETN due 9/25/2048
|
NYSEA
|
|
PYPE
|
UBS ETRACS NYSE Pickens Core Midstream Index ETN due 8/20/2048
|
NYSEA
|
|
SMHB
|
UBS ETRACS Monthly Pay 2xLeveraged US Small Cap High Div ETN Series B 11/10/2048
|
NYSEA
|
|
UBS
|
UBS AG
|
NYSE
|
|
UCIB
|
UBS ETRACS UBS Bloomberg Constant Maturity Commodity Index Total Return 4/5/2038
|
NYSEA
|
|
AAVX*
|
UBS ETRACS Daily Short 1-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
AMU*
|
UBS ETRACS Alerian MLP Index ETN due 7/18/2042
|
NYSEA
|
|
BBVX*
|
UBS ETRACS Daily Short 2-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
BDCL*
|
UBS ETRACS 2xLeveraged Long Wells Fargo BDC Index ETN due 5/24/2041
|
NYSEA
|
|
BDCS*
|
UBS ETRACS Linked to the Wells Fargo Bus Development Co. Index ETN due 4/26/2041
|
NYSEA
|
|
BLND*
|
UBS ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN due 4/30/2042
|
NYSEA
|
|
BUL.A*
|
UBS AG Bullish Underly Linked Sec, Basket of Stocks due 4/10/2003
|
AMEX
|
|
BUL.B*
|
UBS AG Bullish Underly Linked Sec, Basket of Stocks due 4/28/2003
|
AMEX
|
|
BUL.C*
|
UBS AG Bullish Underly Linked Sec, Basket of Stocks due 5/16/2003
|
AMEX
|
|
BUL.D*
|
UBS AG Bullish Underly Linked Sec, S&P 500 Index due 9/01/2006
|
AMEX
|
|
BUL.E*
|
UBS AG Bullish Underly Linked Sec, S&P 500 Index due 10/17/2006
|
AMEX
|
|
CCVX*
|
UBS ETRACS Daily Short 3-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
CEFL*
|
UBS ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
|
NYSEA
|
|
DDVX*
|
UBS ETRACS Daily Short 4-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
DJCI*
|
UBS ETRACS Linked to the Bloomberg Commodity Index Total Return ETN 10/31/2039
|
NYSEA
|
|
DVHI*
|
UBS ETRACS Diversified High Income ETN
|
NYSEA
|
|
DVHL*
|
UBS ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN
|
NYSEA
|
|
DVYL*
|
UBS ETRACS Monthly Pay 2xLeveraged DJ Select Dividend Index ETN
|
NYSEA
|
|
EAN.A*
|
UBS AG Enhanced Apprec Securities, Basket of Stocks due 12/2/2003
|
AMEX
|
|
EAN.B*
|
UBS AG Enhanced Apprec Securities, Basket of Stocks due 1/15/2004
|
AMEX
|
|
EAN.C*
|
UBS AG Enhanced Apprec Securities, Dow Jones STOXX50 due 2/4/2004
|
AMEX
|
|
EAN.D*
|
UBS AG Enhanced Apprec Securities, Basket of Stocks due 3/3/2004
|
AMEX
|
|
EAN.E*
|
UBS AG Enhanced Apprec Securities, S&P 500 Index due 5/28/2004
|
AMEX
|
|
EAN.F*
|
UBS AG Enhanced Apprec Securities, S&P 500 Index due 8/30/2004
|
AMEX
|
|
EEVX*
|
UBS ETRACS Daily Short 5-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
EIPL*
|
UBS ETRACS Monthly 2xLeveraged Next Generation Internet ETN due 7/19/2041
|
NYSEA
|
|
EIPO*
|
UBS ETRACS Next Generation Internet ETN due 7/19/2041
|
NYSEA
|
|
EVIX*
|
VelocityShares 1X Long VSTOXX Futures ETN
|
BATS
|
|
EXIV*
|
VelocityShares 1X Daily Inverse VSTOXX Futures ETN due 5/3/2047
|
BATS
|
|
FDI*
|
Fort Dearborn Income Securities, Inc.
|
NYSE
|
|
FFVX*
|
UBS ETRACS Daily Short 6-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
FMLP*
|
UBS ETRACS Wells Fargo MLP Ex-Energy ETN
|
NYSEA
|
|
FUD*
|
UBS ETRACS CMCI Food Total Return ETN due 4/5/2038
|
NYSEA
|
|
GASZ*
|
UBS ETRACS Natural Gas Futures Contango ETN due 6/14/2041
|
NYSEA
|
|
GHI*
|
Global High Income Fund, Inc.
|
NYSE
|
|
HDLV*
|
UBS ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN
|
NYSEA
|
|
HOML*
|
UBS ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETN
|
NYSEA
|
|
HOMX*
|
UBS ETRACS ISE Exclusively Homebuilders ETN
|
NYSEA
|
|
HYF*
|
Managed High Yield Plus Fund
|
NYSE
|
|
LBDC*
|
UBS ETRACS 2xLeveraged Long Wells Fargo BDC Index ETN Series B due 5/24/2041
|
NYSEA
|
|
LMLP*
|
UBS ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
|
NYSEA
|
|
LRET*
|
UBS ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN due May 5, 2045
|
NYSEA
|
|
LSKY*
|
UBS ETRACS Monthly 2xLeveraged ISE Cloud Computing Index ETN due 10/4/2041
|
NYSEA
|
|
MLPG*
|
UBS ETRACS Alerian Natural Gas MLP Index due 7/9/2040
|
NYSEA
|
|
MLPI*
|
UBS ETRACS Alerian MLP Infrastructure Index ETN due 4/2/2040
|
NYSEA
|
|
MLPL*
|
UBS ETRACS 2xMonthly Leveraged Long Alerian MLP Infrastructure Index 7/9/2040
|
NYSEA
|
|
MLPQ*
|
UBS ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure ETN Ser B 2/12/2046
|
NYSEA
|
|
MLPS*
|
UBS ETRACS 1xMonthly Short Alerian MLP Infrastructure TR Index due 10/1/2040
|
NYSEA
|
|
MLPV*
|
UBS ETRACS 2xMonthly Leveraged S&P MLP Index ETN due 7/14/2045
|
NYSEA
|
|
MLPW*
|
UBS ETRACS Wells Fargo MLP Index ETN due 10/29/2040
|
NYSEA
|
|
MLPZ*
|
UBS ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B due 2/12/2046
|
NYSEA
|
|
MORL*
|
UBS ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN due 10/16/2042
|
NYSEA
|
|
MRRL*
|
UBS ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due 10/16/2042
|
NYSEA
|
|
OFF*
|
UBS ETRACS Fisher-Gartman Risk Off ETN due 11/27/2041
|
NYSEA
|
|
OILX*
|
UBS ETRACS S&P GSCI Crude Oil Total Return Index ETN
|
NYSEA
|
|
OILZ*
|
UBS ETRACS Oil Futures Contango ETN due 6/14/2041
|
NYSEA
|
|
ONN*
|
UBS ETRACS Fisher-Gartman Risk On ETN due 11/27/2041
|
NYSEA
|
|
PPM*
|
Investment Grade Municipal Income Fund, Inc.
|
NYSE
|
|
PPV.A*
|
UBS AG Principal Protected Notes, Nasdaq-100 Index due 11/3/2005
|
AMEX
|
|
PPV.B*
|
UBS AG Principal Protected Notes, Nasdaq 100 Index due 5/4/2005
|
AMEX
|
|
PPV.C*
|
UBS AG Principal Protected Notes, Russell 2000 Index due 4/30/2009
|
AMEX
|
|
PPV.D*
|
UBS AG Principal Protected Notes, Nasdaq-100 Index due 6/3/2005
|
AMEX
|
|
PPV.E*
|
UBS AG Principal Protected Notes, Dow Jones Ind Av due 5/29/2009
|
AMEX
|
|
PPV.F*
|
UBS AG Principal Protected Notes, S&P 500 Index due 12/5/2005
|
AMEX
|
|
PPV.G*
|
UBS AG Principal Protected Notes, S&P 500 Index due 11/7/2007
|
AMEX
|
|
PPV.H*
|
UBS AG Principal Protected Notes, S&P 500 Index due 12/7/2007
|
AMEX
|
|
PPV.I*
|
UBS AG Principal Protected Notes, Basket US Indices due 10/7/2011
|
AMEX
|
|
PPV.J*
|
UBS AG Principal Protected Notes, Dow Jones Ind Av due 2/7/2008
|
AMEX
|
|
PPV.K*
|
UBS AG Principal Protected Notes, S&P 500 Index due 9/8/2010
|
AMEX
|
|
PPV.L*
|
UBS AG Principal Protected Notes, S&P 500 Index due 4/8/2010
|
AMEX
|
|
PPV.M*
|
UBS AG Principal Protected Notes, S&P 500 Index due 10/7/2009
|
AMEX
|
|
PPV.N*
|
UBS AG Principal Protected Notes, S&P 500 Index due 5/7/2010
|
AMEX
|
|
PPV.O*
|
UBS AG Principal Protected Notes, S&P 500 Index due 6/7/2010
|
AMEX
|
|
PPV.P*
|
UBS AG Principal Protected Notes, S&P 500 Index due 7/8/2010
|
AMEX
|
|
PPV.Q*
|
UBS AG Principal Protected Notes, S&P 500 Index due 8/6/2010
|
AMEX
|
|
PPZ.A*
|
UBS AG Equity-Linked Notes, S&P 500 Index due 11/5/2007
|
AMEX
|
|
PPZ.B*
|
UBS AG Partial Principal Prot Notes, S&P 500 Index due 2/28/2008
|
AMEX
|
|
PPZ.C*
|
UBS AG Partial Principal Prot Notes, S&P 500 Index due 11/5/2010
|
AMEX
|
|
PTD*
|
UBS ETRACS CMCI Short Platinum Excess Return ETN due 5/14/2018
|
NYSEA
|
|
PTM*
|
UBS ETRACS CMCI Long Platinum Total Return ETN due 5/14/2018
|
NYSEA
|
|
RWXL*
|
UBS ETRACS Monthly Pay 2xLeveraged DJ Int'l Real Estate ETN due 3/19/2042
|
NYSEA
|
|
SDYL*
|
UBS ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
|
NYSEA
|
|
SGL*
|
Strategic Global Income Fund, Inc.
|
NYSE
|
|
SMHD*
|
UBS ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN due 2/6/2045
|
NYSEA
|
|
SPE-*
|
Special Opportunities Fund, 3.00% Convertible Preferred Stock, Series A
|
NYSE
|
|
SPE-B*
|
Special Opportunities Fund, 3.50% Cumulative Convertible Preferred Stock Ser B
|
NYSE
|
|
SPGH*
|
UBS ETRACS S&P 500 Gold Hedged Index ETN due 1/30/2040
|
NYSEA
|
|
SPLX*
|
UBS ETRACS Monthly Reset 2xLeveraged S&P 500 total Return ETN
|
NYSEA
|
|
SSDD*
|
UBS ETRACS ISE Solid State Drive Index ETN due 9/13/2041
|
NYSEA
|
|
SSDL*
|
UBS ETRACS Monthly 2xLeveraged ISE Solid State Drive Index ETN due 9/13/2041
|
NYSEA
|
|
UAG*
|
UBS ETRACS CMCI Agriculture Total Return ETN due 4/5/2038
|
NYSEA
|
|
UBC*
|
UBS ETRACS CMCI Livestock Total Return due 4/5/2038
|
NYSEA
|
|
UBG*
|
UBS ETRACS CMCI Gold Total Return ETN due 4/5/2038
|
NYSEA
|
|
UBM*
|
UBS ETRACS CMCI Industrial Metals Total Return ETN due 4/5/2038
|
NYSEA
|
|
UBS-*
|
UBS Preferred Funding Trust III, 7.25% Non-cumul Trust Preferred Securities
|
NYSE
|
|
UBS-D*
|
UBS Preferred Funding Trust IV Floating Rate Non-Cum Trust Preferred Securities
|
NYSE
|
|
UCI*
|
UBS ETRACS CMCI Total Return ETN due 4/5/2038
|
NYSEA
|
|
USV*
|
UBS ETRACS CMCI Silver Total Return ETN due 4/5/2038
|
NYSEA
|
|
VQTS*
|
UBS ETRACS S&P 500 Veqtor Switch Index ETN due 12/2/2044
|
NYSEA
|
|
VXAA*
|
UBS ETRACS 1-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
VXBB*
|
UBS ETRACS 2-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
VXCC*
|
UBS ETRACS 3-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
VXDD*
|
UBS ETRACS 4-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
VXEE*
|
UBS ETRACS 5-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
VXFF*
|
UBS ETRACS 6-Month S&P VIX Futures ETN due 9/6/2041
|
NYSEA
|
|
WTID*
|
UBS ETRACS - ProShares Daily 3x Inverse Crude ETN due 1/4/2047
|
NYSEA
|
|
WTIU*
|
UBS ETRACS - ProShares Daily 3x Long Crude ETN due 1/4/2047
|
NYSEA
|
|
XVIX*
|
UBS ETRACS Daily Long-Short VIX ETN due 11/30/2040
|
NYSEA
|
