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Capital Southwest Corp. 7.75% notes due 8/1/2028
Ticker Symbol: CSWCZ CUSIP: 12665G105 Exchange: NGS
Security has been Called for: Monday, October 13, 2025
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September 22, 2025 -- NOTICE IS HEREBY GIVEN, pursuant to Section 11.04 of the Indenture dated as of October 23, 2017 (the “Base Indenture”), by and between Capital Southwest Corporation, a Texas corporation (the “Company”), and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) (the “Trustee), and Section 1.01(h) of the Fifth Supplemental Indenture dated as of June 14, 2023 (the “Fifth Supplemental Indenture,” and together with the Base Indenture, the “Indenture”), by and between the Company and the Trustee, that the Company is electing to exercise its option to redeem, in whole, the 7.75% Notes due 2028 (the “Notes”). The Company will redeem $71,875,000 in aggregate principal amount of the issued and outstanding Notes on October 13, 2025 (the “Redemption Date”). The redemption price for the Notes equals 100% of the $71,875,000 aggregate principal amount of the Notes being redeemed, plus the accrued and unpaid interest thereon through, but excluding, the Redemption Date (the “Redemption Price”). The Company has determined that the aggregate accrued interest on the Notes being redeemed that is payable on the Redemption Date will be approximately $1,114,062.50 (or approximately $0.3875 on each $25 principal amount of the Notes being redeemed).
On the Redemption Date, the Redemption Payment will become due and payable to the holders of the Notes (the “Holders”). Interest on the $71,875,000 in aggregate principal amount of the issued and outstanding Notes being redeemed will cease to accrue on and after the Redemption Date. Unless the Company defaults in paying the Redemption Payment with respect to the Notes, the only remaining right of the Holders with respect to the Notes will be to receive payment of the Redemption Payment upon presentation and surrender of such Notes to the Trustee in its capacity as Paying Agent. Notes held in book-entry form will be redeemed and the Redemption Payment with respect to such Notes will be paid in accordance with the applicable procedures of The Depository Trust Company.
Oct. 1, 2015 -- CSW Industrials, Inc. (Nasdaq:CSWI) announced the successful completion of its spin-off from Capital Southwest Corporation (Nasdaq:CSWC) Starting today, CSWI will begin regular way trading on the Nasdaq Stock Market under the ticker symbol CSWI. CSWI will be a separate publicly traded company independent from Capital Southwest, and Capital Southwest will not retain any CSWI common stock. Capital Southwest's common stock will continue to be listed on NASDAQ under the symbol CSWC. Shareholders received one share of CSWI common stock for every one share of CSWC common stock.
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QUANTUMONLINE.COM SECURITY DESCRIPTION: Capital Southwest Corp. 7.75% notes due 2028 redeemable at the issuer's option on or after 08/01/2025 at $25 per note plus accrued and unpaid interest, and maturing 08/01/2028. Interest distributions of (7.75% per annum ($1.9375 per annum or $0.484375 per quarter) will be paid quarterly on 2/1, 5/1, 8/1 & 11/1 to holders of record on the record date that will be 1/15, 4/15, 7/15 & 10/15 (NOTE: the ex-dividend date is one business day prior to the record date).
Distributions paid by these debt securities are interest and as such are NOT eligible for the preferential 15% to 20% tax rate on dividends and are also NOT eligible for the dividend received deduction for corporate holders. Units are expected to trade flat, which means accrued interest will be reflected in the trading price and the purchasers will not pay and the sellers will not receive any accrued and unpaid interest. This security was rated as Baa3 by Moody’s and NOT rated by S&P at the date of its IPO. The Notes are unsecured and unsubordinated obligations of the company and will rank equally with all existing and future unsecured and unsubordinated indebtedness of the company. See the IPO prospectus for further information on the debt securities by clicking on the ‘Link to IPO Prospectus’ provided below.
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Go to Parent Company's Record (CSWC)
IPO - 6/7/2023 - 62.50 Million Notes @ $25.00/note.
Link to IPO Prospectus
Click for current CSWCZ price quote from the NASDAQ
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Company's Online Information Links
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| Company's Online SEC EDGAR Filings |
| Company's Email Address Links |
| Address and Phone Numbers |
| Address: 8333 Douglas Avenue, Suite 1100, Dallas, TX 75225 |
| Main Phone Number |
214-238-5700 |
| Fax Number |
214-238-5701 |
| Investor Contact (CFO)
Michael S. Sarner
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214-884-3829
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Toll Free Phone Number |
Unknown |
| CEO - Bowen S. Diehl |
CFO - Michael S. Sarner |
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