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Synthetic Fixed-Income Sec STRATS 2004-09, Float Rate JPMorgan Chase
Ticker Symbol: GJK*     CUSIP: 86311T208     Exchange: NYSE
Security Type:   Third Party Trust Preferred
* NOTE: This security is no longer trading as of 3/15/2014

QUANTUMONLINE.COM SECURITY DESCRIPTION:  Synthetic Fixed-Income Securities Inc., Floating Rate STRATS (Structured Repackaged Asset-Backed Trust Securities) Certificates, Series 2004-9, Class A-1 Certificates, STRATS Trust for J.P. Morgan Chase & Co., price to the public $25 per certificate. The underlying securities are the 4.875% Subordinated Notes due 3/15/2014 issued by J.P. Morgan Chase & Co. (NYSE: JPM). The certificates pay floating rate distributions monthly on the 15th of each month to holders of record on the business day immediately preceding the payment date. The floating interest rate of the certificates will adjust for each distribution date and will be equal to the weekly average of the three month Treasury Bill rates plus 0.70% with a minimum interest rate of 3% and a maximum rate of 6.75%. The underlying notes are subject to early redemption if the underlying security issuer ceases to or fails to file periodic reports with the SEC. Certificate ratings at the IPO were A by S&P. Synthetic Fixed-Income Securities, Inc. is a wholly-owned subsidiary of Wachovia Corporation. For further information on the STRATS Trust Certificates, see the IPO Prospectus by clicking on the ‘Link to IPO Prospectus’ provided below.
Stock
Exchange
Cpn Rate
Ann Amt
LiqPref
CallPrice
Call Date
Matur Date
Moodys/S&P
Dated
Distribution Dates 15%
Tax Rate
NYSE
Chart
Floating
n.a.
$25.00
n.a.
n.a.
3/15/2014
NF NF
4/15/2014
15th day of each month
Click for MW ExDiv Date
Click for Yahoo ExDiv Date
No

Go to Parent Company's Record (JPM)

IPO - 7/14/2004 - 1.40 Million Certificates @ $25.00/cert.    Link to IPO Prospectus
Market Value $35.0 Million

Company's Online Information Links
HOME PAGE:     http://www.wellsfargo.com/

(This parent company URL is for reference only and does not have specific information on the security.)

Company's Online SEC EDGAR Filings
Company's SEC EDGAR Filings Go to SEC Filings

Address and Phone Numbers
Address:   Wells Fargo Securities, 375 Park Avenue, New York, NY 10152
Main Phone Number 212-214-6277
Fax Number Not Available
Investor Contact (President)   William Threadgill 212-214-6277

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