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Heller Financial Inc., 6.95% Non-cumul Senior Preferred Stock, Series D
Ticker Symbol: HFLIP* CUSIP: 423328871 Exchange: OTOTC
* NOTE: This security is no longer trading as of 4/24/2013
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QUANTUMONLINE.COM SECURITY DESCRIPTION: Heller Financial Inc., 6.95% Fixed Rate Noncumulative Perpetual Senior Preferred Stock, Series D, liquidation preference $100 per share, redeemable at the issuer's option on or after 2/15/2009 at $100 per share plus declared and unpaid dividends, with no stated maturity, and with noncumulative distributions of 6.95% ($6.95) per annum paid quarterly on 2/15, 5/15, 8/15 & 11/15 to holders of record on the date fixed by the board, not more than 50 days or less than 5 days prior to the payment date. In regards to payment of dividends and upon liquidation, the preferred shares rank equally with other senior preferreds and senior to the Class A and Class B common shares of the company. See the IPO prospectus for further information on the preferred stock by clicking on the ‘Link to IPO Prospectus’ provided below. Heller Financial was acquired by GE Capital, a subsidairy of General Electric effective 10/25/2001.
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Go to Parent Company's Record (GE)
Notes: 4/24/2013 Shown on the Other OTC as an inactive issue. ____________ From the 15-15D filed with the SEC on 11/12/2002 -- On January 1, 2002, Heller Financial's obligation to file periodic and other reports pursuant to Section 15(d) of the Securities Exchange Act of 1934 was automatically suspended because, on such date, securities registered pursuant to Section 15(d) (including the Subordinated Deferrable Notes) were held by fewer than 300 record holders (determined as provided by Rule 12g5-1). However, due to the listing of Heller Financial's Mandatory Enhanced Dividend Securities (MEDS) on the New York Stock Exchange on such date, Heller Financial continued to be obligated to file periodic and other reports pursuant to Section 12(b) of the Exchange Act. On May 10, 2002, the MEDS were delisted from the NYSE and deregistered by the SEC. Therefore, as of that date, Heller Financial was no longer required to file periodic and other reports with the SEC. Although the Subordinated Deferrable Notes were issued in connection with the MEDS, the Subordinated Deferrable Notes were not listed on any exchange. As such, obligations to file periodic and other reports pursuant to Section 15(d) of the Securities Exchange Act of 1934 with respect to the Subordinated Deferrable Notes were automatically suspended as of January 1, 2002 because these securities were held by fewer than 300 record holders. This Form 15 is filed pursuant to Rule 15d-6 and relevant Staff Telephone Interpretations solely to provide notice of the suspension of Heller Financial's obligations under Section 15(d) that occurred on January 1, 2002.
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IPO - 12/3/1998 - 1.25 Million Shares @ $100.00/share.
Link to IPO Prospectus
Market Value $146.0 Million
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Company's Online Information Links
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| Company's Online SEC EDGAR Filings |
| Company's Email Address Links |
| Address and Phone Numbers |
| Address: 3135 Easton Turnpike, Fairfield, CT 06828 |
| Main Phone Number |
203-373-2211 |
| Fax Number |
203-373-3131 |
| Investor Contact
Russell Wilkerson
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203-373-3193
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| Toll Free Phone Number |
800-786-2543 |
| CEO - Jeffrey R. Immelt |
CFO - Keith S. Sherin |
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